Contact Directory
- Daymi Perez, Administrative Assistant
- Keith Reed, Accounting Coordinator
- Barbara Robinson, Administrative Analyst
- Shannon Sanders, Administrative Assistant
- Tay Sisoukrath, BD/IA Registration Supervisor
- David Smith, Chief Counsel
- Lindy Streit, Chief Examiner
- Andrea Surratt, Securities Examiner
- Karyn Tierney, Attorney
- B. Edmond Waters, Securities Commissioner
- Todd Wells, Examiner
- Felicia West, Securities Examiner Supervisor
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