An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Impact Management Group, Inc.
04/18/2025
An Order waiving certain conditions under Ark. Code Ann.§ 23-42-504(A)(9).
Plutus Financial Holdings Inc., Abra Trading, LLC, Plutus Financial Inc., Plutus Lending LLC, and William John Barhydt
04/02/2025
A Consent Order entered in connection with unlicensed money transmission activity in Arkansas.
Cirkor Inc.
04/01/2025
A Cease and Desist Order directing Cirkor Inc. to immediately cease and desist from all money transmitter activity in Arkansas until properly licensed.
Austin David Mock
03/31/2025
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Rush F. Harding III
03/21/2025
An Order granting Rush F. Harding III conditional registration as a broker-dealer agent with Carty, Harding & Hearn, Inc.
Sigue Corporation
03/21/2025
A Settlement Agreement and Consent Order entered in connection with Sigue Corporation (915912) due to Sigue’s failure to meet financial obligations, including outstanding money transmission obligations.
Ryan N. Stiles
02/13/2025
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Larry Joe Rucker, Seatbeltguard, Inc., Guard4Life, and BMS, Inc. d/b/a Brady Mountain Storage
02/10/2025
A Cease and Desist Order directing Larry Joe Rucker, Seatbeltguard Inc., Guard4Life, and BMS INC. d/b/a Brady Mountain Storage to immediately cease and desist from the fraudulent and misleading offer and sale of unregistered securities in the form of investment contracts to Arkansas Investors.