Legal Opinions

Year 2008


08-90000384-NA004
6/16/2008

BE & K, INC.

A request in which the Department confirms either that the distribution is exempt from registration requirements of the Securities Act § 23-42-101 et al, or that the distribution does not constitute a sale of securities under § 23-42-102(13)(B)(ii).

08-90000383-NA003
4/23/2008

ARKANSAS MUTUAL INSURANCE COMPANY

Arkansas Mutual Insurance Company (the "Company") requests that no enforcement be taken with regard to the issuance of "Surplus Notes" to Arkansans.  Alternatively, the Company requests the Department find that registration is not necessary under Ark. Code Ann. § 23-42-503(a)(9).

08-90000380-NA002
2/6/2008

SILVER OAK SECURITIES, INC.

Request for advice regarding exemption from registration of an SEC Rule 701 Stock Compensation Plan.


< back to year select
 

contact us

Telephone: (501) 324-9260
Facsimile: (501) 324-9268
Hotline: (800) 981-4429
info@securities.arkansas.gov
Browse the ASD Contact Directory
search license database