Legal Opinions

Year 2010


10-NA-0030
12/9/2010

MCREL

Request for the Department to issue a legal opinion concerning the applicability of the Arkansas Fair Mortgage Lending Act to a commercial mortgage broker.

10-NA-0031
12/9/2010

FNB FINANCIAL GROUP, LLC

Request for the Department to issue a legal opinion concerning the applicability of an exemption contained in the Arkansas Fair Mortgage Lending Act.

10-NA-0029
11/15/2010

AMBAC ASSURANCE CORPORATION

Request for the Department to issue a no action letter concerning a proposed issuance of surplus notes by Ambac Assurance Corporation.

10-NA-0027
9/17/2010

THE KROGER COMPANY

Request for the Department to issue a legal opinion concerning the applicability of the exclusion provisions contained in the Arkansas Money Services Act.

10-NA-0021
9/2/2010

OGLETHORPE POWER CORPORATION

Request for the Department to issue a no action letter regarding the public utility exemption provided for under Ark. Code Ann. § 23-42-503(a)(5).

10-NA-0022
8/19/2010

KEEFE COMMISSARY NETWORK, L.L.C.

Request for the Department to issue a legal opinion concerning the applicability of the exclusion provisions contained in the Arkansas Money Services Act. 

10-NA-0020
6/29/2010

D, Mc & W, INC.

Request for the Department to issue a no action letter concerning the self-executing exemption provided under Rule 504.01(A)(12)(l) of the Rules of the Arkansas Securities Commissioner.

10-NA-0019
6/25/2010

DIVA NAIL SPA, LLC

Request for the Department to issue a no action letter concerning the self-executing exemption provided under Rule 504.01(A)(12)(k) of the Rules of the Arkansas Securities Commissioner. 

10-NA-0018
6/23/2010

 

G & K HOME SOLUTIONS, LLC

Request for the Department to issue a no action letter regarding the small real estate investment oriented securities exemption under Ark. Code Ann. § 23-42-503(b) and Rule 503.01(B)(2) of the Rules of the Arkansas Securities Commissioner.

10-43337-CS
6/14/2010

VGIS, INC. /VGISCORP.COM

Request for the Department to issue a legal opinion concerning the net capital requirement contained in the Uniform Money Services Act.

10-43335-CS
5/7/2010

BUDGET PREPAY, INC.

Request for the Department to issue a legal opinion concerning the applicability of Ark. Code Ann. § 23-55-103 and Budget PrePay Inc.'s need to be licensed under the Uniform Money Services Act.

10-43334-CS
4/28/2010

VGIS, INC./VGISCORP.COM

Request for the Department to issue a legal opinion concerning the net capital requirement contained in the Uniform Money Services Act.

10-43333-CS
4/21/2010

GREEN DOT CORPORATION

Request for the Department to issue a legal opinion concerning the applicability of Ark. Code Ann. § 23-55-604(f) to the proposed public offering of shares.

10-90000396-NA002
4/5/2010

SOUTHWEST PHARMACY SOLUTIONS, INC.

d/b/a AMERICAN PHARMACIES

Request for the Department to issue a no action letter concerning a proposed transactional offering by Southwest Pharmacy Solutions, Inc. d/b/a American Pharmacies.

10-43332-CS
3/11/2010

GENERATION MORTGAGE COMPANY

Request for the Department to issue a legal opinion concerning the use of web addresses with different names by Generation Mortgage Company.

10-90000395-NA01
1/28/2010

THE HEARTLAND VOLUNTARY ADVERTISING GROUP COOPERATIVE EXCHANGE

Request for the Department to issue a no action letter concerning a proposed transactional offering by The Heartland Voluntary Advertising Group Cooperative Exchange.

 


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