Legal Opinions

Year 2012


12-NA-0003
6/19/2012

CONNECT ARKANSAS INC.

Request for the Department to issue a no action letter concerning registration as a broker-dealer under Ark. Code Ann. § 23-42-301.

12-NA-0002
1/11/2012

WEEDEEN & CO., LP

Request for the Department to issue a no action letter concerning Weeden & Co., LP's exclusion within the definition of broker-dealer.


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