Legal Opinions

Year 2014


14-NA-0006
12/3/2014

ANCHOR LOANS, INC.

Request for the Department to issue an opinion concerning the applicability of the Arkansas Fair Mortgage Lending Act to proposed activities of Anchor Loans, Inc.

14-NA-005
11/7/2014

STEPHEN NORTHINGTON

Request for the Department to issue an opinion concerning the use of a professional designation, Certified Divorce Financial Analyst, by an agent and representative registered with LPL Financial LLC.

14-NA-0002
11/5/2014

ARVEST ASSET MANAGEMENT

Request for the Department to issue an opinion concerning the use of certain professional designations by agents and representatives registered with Arvest Asset Management.

14-NA-0004
10/21/2014

BUSINESS TRAVEL MANAGEMENT SERVICES COMPANY

Request for the Department to issue an opinion concerning the applicability of the Uniform Money Services Act to proposed activities by a business travel management company.

14-NA-0003
10/14/2014

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC.

Request for the Department to issue an opinion concerning the applicability of the Uniform Money Services Act to proposed activities by the North American Securities Administrators Association, Inc.


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