Legal Opinions

Year 2015


15-NA-0003
10/29/2015

FRANKLIN SQUARE HOLDINGS, L.P.

Request for the Department to issue a no-action letter regarding Franklin Square Holdings, L.P. E-Signature Program.

15-NA-0002
4/13/2015

JIM MELESCUE

Request for the Department to issue a no-action letter regarding the exemption provided for under Rule 504.02(a)(12)(J) of the Rules of the Arkansas Securities Commissioner.

15-NA-0001
1/13/2015

CDC DIRECT CAPITAL, INC.

Request for the Department to issue an opinion concerning the applicability of the Arkansas Fair Mortgage Lending Act to proposed activities of CDC Direct Capital, Inc.


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