Legal Opinions

Year 2019


19-NA-0006
6/24/2019

Opportunity Matters Arkansas

A request for the Department to issue a no action letter concerning the claim of exemption from the licensing requirements contained in the Arkansas Fair Mortgage Lending Act for Opportunity Matters Arkansas.

19-NA-0005
5/24/2019

Southern Bancorp Community Partners

A request for the Department to issue a no action letter concerning the claim of exemption from the licensing requirements contained in the Arkansas Fair Mortgage Lending Act for Southern Bancorp Capital Partners.

19-NA-0004
4/11/2019

Penguin Pay

A request for the Department to issue a no action letter concerning the claim of exemption from the licensing requirements contained in the Arkansas Fair Mortgage Lending Act for Penguin Pay.

19-NA-0003
4/1/2019

Universal Housing Development Corporation

A request for the Department to issue a no action letter concerning the claim of exemption from the licensing requirements contained in the Arkansas Fair Mortgage Lending Act for Universal Housing Development Corporation.

19-NA-0001
2/28/2019

StrongTower Wealth Management

Standing Letters of Authorization

A request for the Department to issue a no action letter regarding the applicability of the Arkansas Securities Act and the Rules of the Arkansas Securities Commissioner to the custody requirements for investment advisers with standing letters of authorization arrangements (SLOA) or similar arrangements established by a client with a qualified custodian.
19-NA-0002
2/26/2019

Southern Bancorp Community Partners

A request for the Department to issue a no action letter concerning the claim of exemption from the licensing requirements contained in the Arkansas Fair Mortgage Lending Act for Southern Bancorp Community Partners.


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