Administrative Orders

Year 2000


00-065-S
12/6/2000

GUS BLASS, II

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).

00-063-M
11/29/2000

A-1 MORTGAGE COMPANY

ROGERS, ARKANSAS

Revocation of exemption from registration.

00-064-S
11/28/2000

EASTERN ENERGY CORPORATION, JOE STANLEY, BILL CHAMPION, MARK KROMAN AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS

Cease and Desist Order.

00-062-S
11/22/2000

HALO SPARK PLUG, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-061-S
11/16/2000

FEDEX CORPORATION AND FDX, INC.

Order exempting takeover offer pursuant to Ark. Code Ann. § 23-43-108(c).

00-058-S
11/2/2000

SCOTT L. HORRELL

OUACHITA CAPITAL, LLC

Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F).

00-060-S
11/1/2000

AMERICAN DATA NETWORK, LLC

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-059-S
11/1/2000

STEPKA & ASSOCIATES, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-057-S
10/24/2000

L. DALE SIDWELL, D/B/A AMERICAN CONSULTANTS AND 3-D LIMITED, INC.

Cease and Desist Order.

00-055-M
10/20/2000

TRUTH FINANCIAL SERVICES, INC., EMZIE HULETTY, FOUNDER & CEO, LARRY EGGETT, PRESIDENT, DOROTHY HULETTY, SECRETARY/TREASURER; H & H PROPERTY MANAGEMENT, INC., MIGUEL HAMILTON; TRUTH MANAGEMENT SERVICES.COM; MITCHELL MORTGAGE COMPANY, AND ITS AGENTS

Cease and Desist Order.

00-056-S
10/20/2000

CWK NETWORK, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-052-S
9/25/2000

CUSTOM SIGN & NEON, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-051-S
9/22/2000

LAWRENCE A. WASCHKA, JR.

INNOVATIVE INSIGHTS MANAGEMENT, LLC

Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F).

00-050-S
9/14/2000

HEARTLAND PHARMACY ALLIANCE, LLC

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).

00-049-S
9/11/2000

BALE AUTOMOTIVE, LLC

D/B/A BALE TOYOTA

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-047-S
9/7/2000

WESTMINISTER HOLDINGS, LTD., ROBERT HAMMERSTEIN, DONOVAN C. DOUGLAS, COMPCLUBCASINO.COM, INC., AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH ANY OF THOSE ENTITIES OR PERSONS

Cease and Desist Order and denial of exemptions.

00-048-S
9/6/2000

GUS BLASS, III

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).

00-046-S
8/25/2000

SOUND-CRAFT SYSTEMS, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. 23-42-504(a)(12).

00-042-S
8/23/2000

EXEMPTION FOR OFFERS AND SALES OF SECURITIES PURSUANT TO CERTAIN COMPENSATORY BENEFIT PLANS

 

Order providing an exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(8).

00-045-S
8/22/2000

KANSAS CITY LIFE INSURANCE COMPANY

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-044-S
8/21/2000

CRAFTON, TULL & ASSOCIATES, INC.

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).

00-043-S
8/16/2000

CATHOLIC UNITED INVESTMENT TRUST

Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).

00-041-S
8/14/2000

ADVANTAGE LAWN & LANDSCAPE, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-040-S
8/2/2000

MARC A. LEE

WOOD FOREST ASSOCIATES, LLC

Order excluding individual and corporation from investment adviser definition pursuant to Ark. Code Ann. § 23-42-102(8)(F).

00-038-S
7/21/2000

CHEM-FAB CORPORATION, AIRBORNE SUPPLY, INC., AIRBORNE NACELLE SERVICES, INC., AND FRS PROPERTIES

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-039-S
7/21/2000

PRESS PROMOTIONS, INC.

Order providing a transactional exeption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-037-S
7/7/2000

STEVEN CHARLES SIGNER AND EBI SECURITIES CORPORATION

Scheduling Order.

00-036-S
6/29/2000

STEPHENS INVESTMENT PARTNERS 2000 LLC; STEPHENS INVESTMENT PARTNERS 2000B LLC; AND STEPHENS INVESTMENT PARTNERS 2000C LLC

Order providing a waiver of the number of purchasers pursuant to Ark. Code Ann. § 23-42-504(a)(9).

00-035-S
6/26/2000

MICHEAL L. HARMON; PINNANCLE VENTURES, LLC; AND G.M.S. INTERNATIONAL, INC.

Order directing investigation and empowering officer pursuant to Ark. Code Ann. § 23-42-205.

00-015-S
6/2/2000

INTERNATIONAL COSMETIC COMPANY, RICHARD ATTAS, PHILIP LEITNER AND ALL PERSONS IN CONTROL OF, EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE PERSONS OR ENTITIES

Amended and substituted Cease and Desist Order.

00-033-S
5/16/2000

RUSSELL & ROBERTS, LTD.

Order providing a transactional exeption from registraton pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-032-S
5/9/2000

ELECTRONIC CHECK SYSTEMS, INC.

Order providing transactional exemption form registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-022-S
4/28/2000

HALO SPARK PLUG, INC., JAMES E. JOHNSON, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHAIRMAN OF THE BOARD, EVA LOU JOHNSON, SECRETARY & TREASURER, AND CHARLES R. ("RUSS") RASNIC, CHEIF OPERATING OFFICER AND GENERAL MANAGER

Cease and Desist Order.

00-021-S
4/27/2000

DAVID ALLEN MULLENAX AND ROBERT MABRY MULLENAX D/B/A MULLENAX FINANCIAL GROUP

Consent Order.

00-010-S
4/26/2000

SATELLITE PARTNERS, INC., VIRTUAL VEGAS, LLC, RON BENSON, RICHARD HINES, STUART SMITH, RON CARTER AND ALL PERSONS EMPLOYEED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease and Desist Order.

00-020-S
4/21/2000

WARD'S ASBESTOS REMOVAL, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-016-S
4/20/2000

THE U.S. CHARITABLE GIFT FUND - HIGH YIELD POOLED INCOME FUND

Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).

00-019-S
4/20/2000

THE U.S. CHARITABLE GIFT FUND - DONOR ADVISED FUNDS SECURITIES

Order exetending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).

00-018-S
4/20/2000

THE U.S. CHARITABLE GIFT FUND - INCOME POOLED INCOME FUND

Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).

00-017-S
4/20/2000

THE U.S. CHARITABLE GIFT FUND - GROWTH & INCOME POOLED INCOME FUND

Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).

00-009-S
4/13/2000

ELDON ENERGY, INC., OUTBACK PETROLEUM, INC., CECIL J. "JIM" HARVEY, BARRY S. HARVEY, RICH JACKSON A/K/A RICK JACKSON, STEPHEN P. FULLER AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease and Desist Order. Sale of unregistered working interest in natural gas well.

00-007-S
4/13/2000

CADDO RESOURCES, LTD., CADDO OPERATING, INC., RICHARD W. MCFARLAND, GLEN GIBSON AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS

Cease and Desist Order. Sale of unregistered working interest in natural gas well.

00-014-S
4/7/2000

EREUNAO OIL & GAS, INC., EREUNAO ROYALTY FUND, CHARLES M. FIFE, JR., PRESIDENT AND CHIEF EXECUTIVE OFFICER, SHAWN MARCELL, GREG WRIGHT AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease and Desist Order. Offer of unregistered units in a general partnership. Oil and gas royalty fund.

00-013-S
4/7/2000

@HAND MEDICAL TECHNOLOGIES

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-012-S
3/31/2000

NEW CHINA RESTAURANT, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-011-S
3/31/2000

TURFMASTER, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. 23-42-504(a)(12).

00-008-S
3/20/2000

SIGMA PLASTICS, CORP. AND BEATY & GILLSON HOLDING, LLC

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-006-S
2/29/2000

MAWENZI RESOURCES LIMITED

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).

00-005-S
2/28/2000

AUTOLOGOUS WOUND THERAPY, INC.

Order directing investigation and empowering officers pursuant to Ark. Code Ann. § 23-42-205.

00-004-S
2/16/2000

AGRICULTURAL RISK MANAGEMENT COOPERATIVE, INC.

Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).

00-003-S
2/11/2000

CONTECH HOLDINGS CORPORATION

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).

00-002-S
2/4/2000

HEALTH DATA SERVICES

Order providing a transactiolnal exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

00-001-S
1/19/2000

MEDICAL SERVICE CENTER OF HOT SPRINGS, LLC

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).


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