Administrative Orders

Year 2002


02-026-S-02-CO01
12/26/2002

DEE POWELL D/B/A EASY BAND TO BOW

Consent Order.

02-80001389-OR004
12/13/2002

CRAFTON, TULL & ASSOCIATES

Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).

02-80004212-OR003
12/10/2002

GUS BLASS, II

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).

C-02-032-02-CD01
11/22/2002

COMMUNITY HOME MORTGAGE CORPORATION D/B/A COMMUNITY MORTGAGE FUNDING CORPORATION MELLVILLE, NY

Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4).

C-02-031-02-CD01
11/18/2002

FIRST MORTGAGE CORPORATION

Cease and Desist Order and revocation of mortgage loan company registration certificate.

C-02-030-02-CD01
11/18/2002

UNION MORTGAGE, INC. D/B/A PIONEER MORTGAGE

Cease and Desist Order and revocation of mortgage loan company registration certificate.

S-02-033-02-CO01
11/4/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Settlement Agreement.

S-02-011-02-FO01
10/28/2002

GOLF ENTERTAINMENT, INC.; D/B/A/ SIENNA BROADCASTING INC.; DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE-PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE-PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE

Final Order affirming Order No. S-02-011-02-CD02.

S-02-026-02-CD01
10/17/2002

MACE DAVID HOWELL

Cease and Desist Order.

S-02-026-02-OR01
10/15/2002

MACE DAVID HOWELL

Order directing investigation and empowering officers pursuant to Ark. Code Ann. § 23-42-205.

02-025-S
10/10/2002

AN EXEMPTION FOR OFFERS AND SALES OF SECURITIES OF CERTAIN CHARITABLE FUNDS MAINTAINED BY CHARITABLE ORGANIZATIONS AND OTHER MATTERS

Order providing an exemption from registration.

02-024-S
9/24/2002

J&R CONSTRUCTION & EXCAVATION, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

02-023-S
9/20/2002

GUS BLASS, III

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).

S-02-011-02-CD02
9/17/2002

GOLF ENTERTAINMENT, INC., D.B.A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE

First Amended Cease and Desist Order.

S-02-011-02-CD01
9/10/2002

GOLF ENTERTAINMENT, INC., D/B/A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE

Cease and Desist Order.

C-02-003-02-CD01
8/29/2002

RILEY FINANCIAL GROUP CORPORATION

D/B/A RILEY FINANCIAL GROUP

Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4).

S-02-011-02-OI01
8/29/2002

 

GOLF ENTERTAINMENT, INC., D/B/A SIENNA BROADCASTING INC., DR. TIM BROOKER, FORMER DIRECTOR AND CEO; JOHN DODGE, GENERAL COUNSEL AND SENIOR VICE PRESIDENT; JIM BOLT, CHIEF OPERATING OFFICER AND VICE PRESIDENT; RONALD G. FARRELL, FORMER CEO AND BOARD MEMBER; THE GENESIS TRUST; MEL ROBINSON, TRUSTEE; CHARLES M. RUSK, MANAGING TRUSTEE

Order directing investigation and empowering officers pursuant to Ark. Code Ann. 23-42-205.

02-022-S
6/26/2002

AIRWAYS FREIGHT CORPORATION

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

02-021-S
6/21/2002

ENERGY CONSULTANTS, MEL FIELDS, BILL MILLER, ARK-LA-TEX CONSULTING CO., L.L.C. EUGENE FARR, MICHAEL FARR AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease and Desist Order.

02-020-S
6/3/2002

BARRY L. EMIGH

Final Order affirming Cease and Desist Order 02-018-S.

02-018-S
6/3/2002

BARRY EMIGH

Cease and Desist Order.

02-017-M
5/30/2002

JAMES H. CARTER

Cease and Desist Order and Order Granting Stay of Proceeding.

02-016-S
5/28/2002

AFCO STEEL, INC.

Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).

02-011-S
4/5/2002

STARCASH, INC., A/K/A STARCASH ONLINE.COM, JEANNE LECLERCQ, A/K/A JEANNE LECLERCY, INFINITY CONSULTING SERVICES, INC., ONE TRADE CORPORATION, FIORI TEDESCO, FRED KAPP AND LENNY BIERSTEIN AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease an Desist Order pertaining to the offer or sale of unregistered securities.

02-013-S
4/5/2002

ACE PAYDAY PLUS, LLC, ACE PAYDAY MANAGEMENT, INC., JAMES L. BIANCO, MIKE MARINO, MARSHALL CHILTON, CHESTER I. POTASH, WINDFALL VENTURES OF NEVIS, INC., JOE TAVAREZ and ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease and Desist Order pertaining to the offer or sale of unregistered securities.

02-012-S
4/5/2002

CASHIER INC./CAN-STOP LTD., THOMAS GRAVES, PRESIDENT, KEVIN CALDWELL, S&J FUNDING, INC., STEPHEN LECOMTE, PRESIDENT, CHRIS JONES, AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS

Cease and Desist Order pertaining to the offer or sale of unregistered securities.

02-010-M
4/3/2002

FIRST HOME LOANS, INC.

LICENSE # 1274-01-R

Order revoking registration.

02-008-S
3/28/2002

THE ARC PROJECT, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

02-007-M
3/18/2002

FREEDOM FINANCIAL SERVICES, INC.

Cease and Desist Order and revocation of mortgage loan company exemption from registration pursuant to Ark. Code Ann. § 23-39-306(a)(4).

02-006-S
2/26/2002

ARKCO MACHINE PRODUCTS, INC.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

02-004-S
1/16/2002

ARKANSAS SPINE & JOINT HOSPITAL, L.L.C. AND LAND SOLUTIONS, L.L.C.

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).

02-003-M
1/4/2002

VANTEQ MORTGAGE ADVISORS, INC.

Cease and Desist Order pertaining to failure to maintain required Surety Bond pursuant to Ark. Code Ann. 23-39-304.

02-001-S
1/2/2002

CORPORATE BENEFITS SOLUTIONS, INC

Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).


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