Judicial Orders

Year 2011


CV 10-1659
10/5/2011

RODNEY CALLAWAY, HERITAGE CORNER, LTD., and HERITAGE FUNDING GROUP, INC.

The Circuit Court of Pulaski County entered an injunction and order of disgorgement against Rodney Callaway, Heritage Funding Group, Inc., and Heritage Corner, Ltd., enjoining the defendants from the sale of unregistered securities and fraudulent activity, and ordering the defendants to pay disgorgement to an Arkansas investor and a fine to the Department.

CV10-1507
8/15/2011

MICHAEL DANIEL GARDNER and

GARDNER INSURANCE AGENCY, INC.

The Circuit Court of Pulaski County issued an injunction and order of disgorgement against Michael Daniel Gardner and Gardner Insurance Agency Inc., enjoining the defendants from the offer or sale of securities until both the securities and the defendants are registered or are exempt from registration pursuant to the Arkansas Securities Act.  The defendants were also ordered to disgorge commissions in the amount of $122,365.64 by paying that amount to the Pulaski County Circuit Clerk within thirty days of the date of the order.  The Circuit Clerk is instructed to disburse the funds to investors according to a schedule attached to the order.


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