Administrative Orders

Year 2021


S-21-0001-21-OR01
1/12/2021

Arbirate, LLC

A cease and desist order directing the respondent to stop committing securities fraud in connection with unregistered broker-dealer activity and the offer and sale of securities in Arkansas. 

S-21-0000-21-OR01
1/4/2021

Caroline Shenoy

Order entered by the Arkansas Securities Commissioner granting limited agent registration.


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