Administrative Pleadings

Year 2008


S-08-033
12/15/2008

ROBERT KYLE STEWART

An amended complaint filed by the Department for Robert Kyle Stewart to cease and desist from any further actions in the state of Arkansas in connection with the offer or sale of securites until properly registered.

S-08-033
11/20/2008

ROBERT KYLE STEWART

A complaint filed by the Department to revoke the broker-dealer agent and investment adviser representative registrations of Robert Kyle Stewart.

C-08-077-08-AC01
10/17/2008

LANDON K. MITCHELL

LICENSE NO. 15250

A Request for Revocation of License and Hearing

C-08-070
10/2/2008

DARTMOUTH CAPITAL, LLC D/B/A SAFEDINAR.COM

A Request for Order to Show Cause

S-08-049
7/28/2008

CREATIVE CHICKEN CORPORATION and OWEN LAUGHLIN

A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities and advertising the sale of its unregistered securities.

S-07-040
7/24/2008

GLOBAL PARTNERS CAPITAL/ASIA PACIFIC ENERGY, INC.

A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered oil and gas scheme.

S-08-006
7/21/2008

CHAR-RAN COMPANY, LLC

A request for issuance of a Cease and Desist Order against respondents for the sale of unregistered securities.

C-07-015
7/1/2008

BOARDWALK MORTGAGE GROUP, LLC, (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC), LICENSE NO. 28263, AND; SAMAUEL AARON MITCHELL, LICENSE NO. 31382, AND; KEVIN RYAN ABERNATHY, LICENSE NO. 29408

First Amended Request For Revocation of Licenses and Hearing

S-08-053
6/30/2008

TIMOTHY ALONZA LILLY, d/b/a/ COVENANT SENIOR ADVISORS, LLC

A Request for a Cease and Desist Order

S-08-043
5/23/2008

TIMOTHY ALONZA LILLY, DAVID LARRY PUCKETT, JOE A. RICHARDS and FIRST FIDELITY FINANCIAL GROUP OF MAUMELLE, LLC

Request for Cease and Desist Order against respondents for sale of unregistered securities or investment contracts involving certificates of deposit that offered a promotional incentive to obtain a bonus yield.

C-07-015
4/2/2008

BOARDWALK MORTGAGE GROUP, LLC

 LICENSE NO. 28263 (FORMERLY KNOWN AS BENTON MORTGAGE GROUP, LLC)  SAMUEL AARON MITCHELL   LICENSE NO. 31382

KEVIN RYAN ABERNATHY    LICENSE NO. 29408

A Request for Revocation of Licenses and Hearing.

S-08-007
3/7/2008

NORMAN HATCHETT, d/b/a LUCA FUND

A Request for a Cease and Desist Order

C-08-023
2/25/2008

DEOCAP CORPORATION     LICENSE NO. 35903
 

A Request for Revocation of License and for Temporary Suspension of License pending the hearing.

C-08-010
2/20/2008

JOM CORP   D/B/A MAS MAJAPARA SERVICES

A request for Order to Show Cause and Request for Civil Penalty

08-013
2/11/2008

GIROSOL OF KENTUCKY, CORP

A Request for Order to Show Cause

C-07-045
2/7/2008

AMERIFUND FINANCIAL,INC., d/b/a ALLFUND MORTGAGE, LICENSE NO. 11449,
 

A Request for Revocation of License and for Temporary Suspension of License pending the hearing.

C-08-012
2/4/2008

GUARDIAN FINANCIAL MORTGAGE CORP., LICENSE NO. 40432, AND; WESLEY S. SNODGRASS, LOAN OFFICER LICENSE NO. 15741

A Request for Revocation of Licenses and for Temporary Suspension of License pending the hearing.


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