Administrative Pleadings

Year 2013


C-13-0093
11/18/2013

JUDY J. HOOVER-DUGGAN

Request for cease and desist order in connection with unlicensed loan officer activity in violation of the Arkansas Fair Mortgage Lending Act.

S-13-0127
10/24/2013

NAVEEN K. BHAGWANI

Request for cease and desist order in connection with activity as an unregistered broker-dealer agent in the state of Arkansas, in violation of the Arkansas Securities Act.

S-12-0193
7/22/2013

JUNMO HONG

A complaint filed by the staff in connection with alleged violations of the Arkansas Securities Act.

S-10-0060
7/8/2013

BAMCO GAS, LLC; ERNEST ANCIN BARTLETT, III; and HOWARD MILLER APPEL

 Request for cease and desist order in connection with violations of the Arkansas Securities Act.

S-12-0015
4/22/2013

VFG, LLC f/k/a VOYAGER FINANCIAL GROUP, LLC,

ANDREW GAMBER, KEVIN MCNAY,

ROBERT HENRY, and JONATHAN SHEETS

Request for cease and desist order in connection with violations of the Arkansas Securities Act.

S-11-0394
2/21/2013

R.D. MYERS DEVELOPMENT, INC.

and RODNEY MYERS

Reqest for cease and desist order in connection with violations of the Arkansas Securities Act.

S-11-0302
2/20/2013

MONEY IN THE BANK, INC.SUN VEST, LLC, and

JAMES B. BANNING

Request for a cease and desist order in connection with violations of the Arkansas Securities Act.


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