Administrative Pleadings

Year 2019


S-18-0051
8/2/2019
Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain
A request for a cease and desist order ordering Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain to cease and desist all activities constituting acting as an unregistered investment adviser, acting as an unregistered investment adviser representative and committing securities fraud.
S-19-0029
3/26/2019

Hot Coe Coe a/k/a Diclops.com

Request for a cease and desist order concerning the offer for sale of unregistered, non-exempt securities through the use of omissions and misstatements of material facts.


< back to year select
 

contact us

Telephone: (501) 324-9260
Facsimile: (501) 324-9268
Hotline: (800) 981-4429
info@securities.arkansas.gov
Browse the ASD Contact Directory
search license database