Administrative Pleadings

Year 2019


S-19-0053
10/8/2019

Hannover House, Inc.; D. Frederick Shefte;

and Eric F. Parkinson

A request for cease and desist order filed against the Respondents in connection with alleged unregistered securities activity and securities fraud committed in violation of the Arkansas Securities Act. 

S-19-0034
8/29/2019

Social Automotive Management Services, LLC

Social, Inc.; and Adam B. Sharp

A request for cease and desist order filed against the Respondents in connection with alleged unregistered securities activity and securities fraud committed in violation fo the Arkansas Securities Act. 

S-18-0051
8/2/2019
Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain
A request for a cease and desist order ordering Chastain Financial, LLC, Carla Chastain and Stephen B. Chastain to cease and desist all activities constituting acting as an unregistered investment adviser, acting as an unregistered investment adviser representative and committing securities fraud.
S-19-0029
3/26/2019

Hot Coe Coe a/k/a Diclops.com

Request for a cease and desist order concerning the offer for sale of unregistered, non-exempt securities through the use of omissions and misstatements of material facts.


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