Proposed Rules

Proposed 2018 amendments to the Rules of the Arkansas Securities Commissioner addressing required exams for broker-dealer agents, supervisors of agents, and investment adviser representatives.

Comments may be submitted to the Arkansas Securities Department in writing prior to a hearing scheduled for September 7, 2018 or in person at the hearing to be held at 10:00 a.m. at the offices of the Department.

 

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Telephone: (501) 324-9260
Facsimile: (501) 324-9268
Hotline: (800) 981-4429
info@securities.arkansas.gov
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