Top Investor Threats for 2023
The North American Securities Administrators Association (NASAA) has released its annual list of top threats to...
Beware of Financial Fraud in the Wake of Natural Disaster
The Financial Industry Regulatory Authority (FINRA) Foundation recently made a $5,000 disaster-response grant to the Cross...
REGISTRANT NOTICE – Temporary Regulatory Relaxation
REGISTRANT NOTICE – Temporary Regulatory Relaxation The thoughts of our Staff are with industry in Arkansas...
The Arkansas Securities Department joins $22.5 million multistate securities settlement against crypto platform Nexo Capital Inc.
Date: February 7, 2023 FOR IMMEDIATE RELEASE LITTLE ROCK – The Arkansas Securities Department (ASD) recently...
Investor Alert: Self Directed IRAs and the Risk of Fraud
Investor Alert to warn investors of potential risks associated with self-directed Individual Retirement Accounts (self-directed IRAs).
Bankruptcy Cases Highlight Risks of Cryptocurrencies
LITTLE ROCK—The Arkansas Securities Department (ASD) cautions Arkansans to exercise extreme caution when deciding to invest,...
The ASD shares resources for new job
LITTLE ROCK – The Arkansas Securities Department (ASD) offers resources from the Investor Protection Trust for...
Investor Resilience – World Investor Week 2022
Little Rock, Ark.— The Arkansas Securities Department announced Monday that it will emphasize the importance of...
Investment Scams in the Metaverse: How to Protect Yourself from Losing Real Money in the Virtual World
The Arkansas Securities Department has issued a new investor advisory entitled “Investment Scams in the Metaverse:...