Data Compromise Alert
The Arkansas Securities Department is alerting consumers of a recent data compromise of consumer information held...
Consumer Alert – BlockFi Trading, LLC
BlockFi Inc. and related entities, including BlockFi Trading, LLC filed for Chapter 11 bankruptcy protection in...
Consumer Alert – Voyager Digital, LLC
The Arkansas Securities Department is aware of a new scam targeting consumers who hold cryptocurrency assets...
2023 National Elder Fraud Report
The Federal Bureau of Investigation’s (FBI) Internet Crime Complaint Center (IC3) is a central intake point...
Top Investor Threats for 2023
The North American Securities Administrators Association (NASAA) has released its annual list of top threats to...
Beware of Financial Fraud in the Wake of Natural Disaster
The Financial Industry Regulatory Authority (FINRA) Foundation recently made a $5,000 disaster-response grant to the Cross...
REGISTRANT NOTICE – Temporary Regulatory Relaxation
REGISTRANT NOTICE – Temporary Regulatory Relaxation The thoughts of our Staff are with industry in Arkansas...
FTC Issues List of Top Scams of 2022
Please click the following link for further details and a full listing of the FTC’s top...
Investor Alert: Self Directed IRAs and the Risk of Fraud
Investor Alert to warn investors of potential risks associated with self-directed Individual Retirement Accounts (self-directed IRAs).