Arkansas Securities Department Archives - Arkansas Securities Department

Arkansas Securities Department joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors

LITTLE ROCK, Arkansas – (January 17, 2025) — The Arkansas Securities Department joined a taskforce of...

LITTLE ROCK, Arkansas (January 15, 2025) – Arkansas and 47 state financial regulatory agencies have taken...

Multi-state working group finds supervisory failures with respect to Class A mutual fund shares LITTLE ROCK,...

LITTLE ROCK, Ark. (January 8, 2025) – The Arkansas Securities Department and 52 state financial regulatory...

Download the updated Nonbank Ransomware Self-Assessment Tool (R-SAT) today to evaluate your institution’s cybersecurity posture. This...

Are you interested in investing in cryptocurrencies but don’t know your cold wallets from your hot...

Promotes Awareness of Mobile Investment App Scams to Older Americans June 14, 2024 — In recognition...

LITTLE ROCK, Ark. (June 13, 2024)— The Arkansas Securities Department (“Department”), as part of a working...

April 1, 2024 – Securities Commissioner Susannah T. Marshall encourages investors in Arkansas to utilize the...