Emerging Scam Alert: Investment Education Foundations Arkansas Securities Department Warns of Emerging Cryptocurrency Scams Involving Fake “Investment Education Foundations” and AI Bots... Read More
Top Investor Threats for 2025 The North American Securities Administrators Association (NASAA) has released its annual list of top threats to... Read More
Social Isolation and the Risk of Investment Fraud The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of... Read More
Arkansas Securities Department joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors LITTLE ROCK, Arkansas – (January 17, 2025) — The Arkansas Securities Department joined a taskforce of... Read More
Arkansas Securities Department joins $80 million enforcement action against Block, Inc., Cash App for BSA/AML violations LITTLE ROCK, Arkansas (January 15, 2025) – Arkansas and 47 state financial regulatory agencies have taken... Read More
Arkansas Securities Department joins $17 million multi-state enforcement settlement with Edward Jones Multi-state working group finds supervisory failures with respect to Class A mutual fund shares LITTLE ROCK,... Read More
Arkansas Securities Department joins $20 million multistate data breach settlement with nation’s largest nonbank servicing company LITTLE ROCK, Ark. (January 8, 2025) – The Arkansas Securities Department and 52 state financial regulatory... Read More
Updated Nonbank Ransomware Self-Assessment Tool (R-SAT) – Available Now! Download the updated Nonbank Ransomware Self-Assessment Tool (R-SAT) today to evaluate your institution’s cybersecurity posture. This... Read More
“Registered, Professional” Crypto Trader Scams Are you interested in investing in cryptocurrencies but don’t know your cold wallets from your hot... Read More