ARKANSAS SECURITIES DEPARTMENT MARKS WORLD ELDER ABUSE AWARENESS DAY 2024 Promotes Awareness of Mobile Investment App Scams to Older Americans June 14, 2024 — In recognition... Read More
Arkansas Securities Department enters consent order with Abra over cryptocurrency violations LITTLE ROCK, Ark. (June 13, 2024)— The Arkansas Securities Department (“Department”), as part of a working... Read More
Arkansas Securities Department Highlights Proactive Investor Protection Tips for Financial Capability Month April 1, 2024 – Securities Commissioner Susannah T. Marshall encourages investors in Arkansas to utilize the... Read More
Arkansas and 43 state regulators settle with ACI Payments Inc. for unauthorized transactions from Mr. Cooper customer accounts State regulators and state attorneys general levy combined fines of $20 million for data misuse impacting... Read More
Immediate steps for firms to take regarding TD Ameritrade transition to Charles Schwab & Co., Inc. Little Rock, AR – September 5, 2023 – The Arkansas Securities Department (“Department”) is issuing this Adviser Alert... Read More
Arkansas Securities Department announces refunds for clients of precious metals firm LITTLE ROCK, Ark. (Aug. 31, 2023) — The Arkansas Securities Department (ASD), along with securities regulators... Read More
Consumer Alert – BlockFi Trading, LLC BlockFi Inc. and related entities, including BlockFi Trading, LLC filed for Chapter 11 bankruptcy protection in... Read More
Consumer Alert – Voyager Digital, LLC The Arkansas Securities Department is aware of a new scam targeting consumers who hold cryptocurrency assets... Read More