Immediate steps for firms to take regarding TD Ameritrade transition to Charles Schwab & Co., Inc. Little Rock, AR – September 5, 2023 – The Arkansas Securities Department (“Department”) is issuing this Adviser Alert... Read More
Arkansas Securities Department announces refunds for clients of precious metals firm LITTLE ROCK, Ark. (Aug. 31, 2023) — The Arkansas Securities Department (ASD), along with securities regulators... Read More
Consumer Alert – BlockFi Trading, LLC BlockFi Inc. and related entities, including BlockFi Trading, LLC filed for Chapter 11 bankruptcy protection in... Read More
Consumer Alert – Voyager Digital, LLC The Arkansas Securities Department is aware of a new scam targeting consumers who hold cryptocurrency assets... Read More