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Temporary Regulatory Relaxation Extended

Temporary Regulatory Relaxation Extended

Corporate Finance Filing Guidance COVID 19

Corporate Finance Filing Guidance COVID 19

Interim Guidance For Mortgage Loan Officers

Interim Regulatory Guidance for Mortgage Loan Officers – Temporarily Working from Home

Our Offices Are Moving!

Effective Monday, December 9th, our offices are moving. The new address is 1 Commerce Way, Suite...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Proposed 2019 Amendments To The Money Services Rules

The Arkansas Securities Department will hold a public hearing on Friday, November 15, 2019, at 11:00...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Amendment to Securities Act concerning late fees and annual renewal of Reg D 506 filings

Effective July 24, 2019, amendments to the Arkansas Securities Act add a late notice filing penalty...

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Amended Rules Of The Arkansas Securities Commissioner – October 26, 2018

Amended Rules Of The Arkansas Securities Commissioner – October 26, 2018

<img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" data-src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium lazyload" alt="" src="data:image/gif;base64,R0lGODlhAQABAAAAACH5BAEKAAEALAAAAAABAAEAAAICTAEAOw==" style="--smush-placeholder-width: 450px; --smush-placeholder-aspect-ratio: 450/270;" /><noscript><img width="450" height="270" src="https://securities.arkansas.gov/wp-content/uploads/2022/07/AdobeStock_165849349-1-1.jpg" class="attachment-medium size-medium" alt="" />

Amended Rules Of The Arkansas Securities Commissioner – February 1, 2018

Amended Rules of the Arkansas Securities Commissioner became effective February 1, 2018.

Top Investor Threats

The Arkansas Securities Department announces Top Investor Threats.

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