Press Releases Archives - Arkansas Securities Department

For all press inquiries, please contact:

Tyler Hale
Communications Officer
Arkansas Department of Commerce
[email protected]
O: 501.682.2559 · M: 501.410.7883

Arkansas Securities Department joins $106 million multi-state settlement with Vanguard over big tax bills, remediation to investors

LITTLE ROCK, Arkansas – (January 17, 2025) — The Arkansas Securities Department joined a taskforce of...

LITTLE ROCK, Arkansas (January 15, 2025) – Arkansas and 47 state financial regulatory agencies have taken...

Multi-state working group finds supervisory failures with respect to Class A mutual fund shares LITTLE ROCK,...

LITTLE ROCK, Ark. (January 8, 2025) – The Arkansas Securities Department and 52 state financial regulatory...

LITTLE ROCK, Ark. (June 13, 2024)— The Arkansas Securities Department (“Department”), as part of a working...

Little Rock, Ark. (February 7, 2024) – The Arkansas Securities Department (ASD) has joined a multistate...

Little Rock, Ark. (Dec. 19, 2023) – On Nov. 22, 2023, Arkansas Securities Commissioner Susannah T....

State regulators and state attorneys general levy combined fines of $20 million for data misuse impacting...

Little Rock, Ark. (October 9, 2023) – The Arkansas Securities Department (ASD) has joined a $13 million...