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Arkansas Securities Department

Legal

The Legal Section of the Arkansas Securities Department includes a general counsel and a staff of six attorneys who represent the Department in all litigation and enforcement actions and are responsible for analyzing legislation, promulgating regulations, and responding to requests for interpretive opinions from licensees and the public. On this page, you’ll find important information about acts, policies, rules, orders, legal opinions, and more.

Acts

The acts enforced by the Arkansas Securities Department.

Rules

The rules promulgated by the Arkansas Securities Department.

Proposed Rules

Current proposed amendments to the rules and recently adopted rules.
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