A Consent Order entered against an issuer of securities exempt pursuant to Ark. Code Ann. section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Nexo Capital Inc.
02/03/2023
A Consent Order entered in connection with unregistered offers and sales of digital asset investments in violation of the Arkansas Securities Act.
Acropolis Partners, LLC
01/25/2023
A Consent Order entered in connection with violations of the Arkansas Securities Act for unregistered investment adviser activity.
Voyager Digital, LLC
12/29/2022
A Settlement Agreement and Consent Order with Voyager Digital, LLC regarding Voyager Digital LLC’s money transmitter renewal application.
BlockFi Trading LLC
12/22/2022
A Consent Agreement and Order suspending the license of BlockFi Trading LLC.
West Realm Shires Services, Inc. d/b/a FTX US
12/20/2022
A Consent Agreement and Order suspending the license of West Realm Shires Services, Inc. d/b/a FTX US.
Irenic Adelaide SPV LP, Series 2
12/07/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Expert-Trading FX
12/07/2022
A Cease and Desist Order directing Expert-Trading and its agents to immediately cease and desist from the fraudulent and unregistered offer and sale of securities in Arkansas and acting as an unregistered issuer and employing unregistered agents.
Element Analytics, Inc. – Series C
10/27/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.