An Order entered summarily canceling the registration of Mercury Capital Advisors LLC, a broker-dealer firm, on the basis that they have ceased to do business as a broker-dealer as of June 23, 2025.
Bixby Technologies, Inc.
04/23/2026
A Consent Order entered against an issuer of securities for a late exemption filing with the Department pursuant to Ark. Code. Ann. § 23-42-504(a)(9) and Rule 23 CAR § 300-504(b)(1)(I).
Emerja Corporation
04/17/2026
A Consent Order entered against an issuer of securities for a late exemption filing with the Department pursuant to Ark. Code. Ann. § 23-42-504(a)(13) and Rule 23 CAR § 300-504(b)(1)(M)(ii)(n).
Ryan Alan Bowell
03/30/2026
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Monument Traders Co. Pty. Ltd., Windsor Advisors Group LLC, and Lance Brokaw
03/16/2026
A Cease and Desist Order directing Respondents to immediately Cease and Desist from the fraudulent sale and use of proceeds of unregistered securities in the form of investment contracts to Arkansas investors.
New Horizon Asset Management, LLC and Chad R. Amerson
03/12/2026
A Consent Order entered in connection with violations of the Arkansas Securities Act.
EzyRemit Worldwide Inc.
03/06/2026
A Cease and Desist Order directing EzyRemit Worldwide Inc. to immediately cease and desist from all money transmitter activity in Arkansas until properly licensed.
NewEraEducation.com
03/05/2026
A Cease and Desist Order directing NewEraEducation.com Worldwide Inc. to immediately cease and desist from all money transmitter activity in Arkansas until properly licensed.
Etorort.com
02/11/2026
A Cease and Desist Order directing Etorort.com to immediately cease and desist from all money transmitter activity in Arkansas until properly licensed.