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Welcome To The Arkansas Securities Department

Protecting Consumers, Educating Investors, and Safeguarding Arkansas's Financial Markets

Legal

Explore up-to-date acts, rules, orders, pleadings and legal opinions.

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Securities

Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.

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Mortgage Loans

Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.

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Money Services

Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.

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Investor Education

View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.

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File A Complaint

File a complaint to the Arkansas Securities Department.

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Press Releases

Investor Resilience – World Investor Week 2022

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ASD Shares Financial Planning Tips

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Securities Department Recognizes Elder Abuse Awareness Month

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