WELCOME TO THE ARKANSAS SECURITIES DEPARTMENT
Protecting Consumers, Educating Investors, and Safeguarding Arkansas’s Financial Markets
Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.
Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.
Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.
View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.