WELCOME TO THE ARKANSAS SECURITIES DEPARTMENT
Protecting Consumers, Educating Investors, and Safeguarding Arkansas’s Financial Markets

Securities
Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.

Mortgage Loans
Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.

Money Services
Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.

Investor Education
View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.
Press Releases
Latest News
Please click the following link for further details and a full listing of the FTC’s top…
Investor Alert: Self Directed IRAs and the Risk of Fraud
Investor Alert to warn investors of potential risks associated with self-directed Individual Retirement Accounts (self-directed IRAs).