Welcome To The Arkansas Securities Department
Protecting Consumers, Educating Investors, and Safeguarding Arkansas's Financial Markets


Securities
Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.

Mortgage Loans
Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.

Money Services
Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.

Investor Education
View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.

Press Releases
Latest News
The Arkansas Securities Department (“Department”) has released an Investment Adviser Guide to assist state-registered investment adviser...
Financial Advice via Social Media: The Rise of the “Finfluencer”
The Arkansas Securities Department has issued a new investor advisory entitled “Financial Advice via Social Media: ...