Protecting Consumers, Educating Investors, and Safeguarding Arkansas's Financial Markets

Explore up-to-date acts, rules, orders, pleadings and legal opinions.

Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.

Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.

Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.

View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.

File a complaint to the Arkansas Securities Department.