WELCOME TO THE ARKANSAS SECURITIES DEPARTMENT
Protecting Consumers, Educating Investors, and Safeguarding Arkansas’s Financial Markets
Securities
Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.
Mortgage Loans
Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.
Money Services
Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.
Investor Education
View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.
Press Releases
Latest News
by Susannah Marshall, Arkansas Securities Commissioner Financial fraud has changed. The old image of scammers working…
The Arkansas Securities Department Marks Arkansas Elder Abuse Awareness Day and World Elder Abuse Awareness Day by Strengthening Local Defenses Against Financial Exploitation
The Arkansas Securities Department (ASD) today joins organizations worldwide to observe World Elder Abuse Awareness Day (WEAAD).

