Securities Act
Arkansas Securities Act effective August 1, 2023
Latest News
Immediate steps for firms to take regarding TD Ameritrade transition to Charles Schwab & Co., Inc.
Little Rock, AR – September 5, 2023 – The Arkansas Securities Department (“Department”) is issuing this Adviser Alert...
Arkansas Securities Department announces refunds for clients of precious metals firm
LITTLE ROCK, Ark. (Aug. 31, 2023) — The Arkansas Securities Department (ASD), along with securities regulators...