Relationship Investor Scams
The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of…
WELCOME TO THE ARKANSAS SECURITIES DEPARTMENT
Protecting Consumers, Educating Investors, and Safeguarding Arkansas’s Financial Markets
Securities
Get information on how to register to sell securities in Arkansas and register as an agent of the issuer, broker-dealer, investment adviser and more.
Mortgage Loans
Learn about the Nationwide Mortgage Licensing System and Registry (NMLS), and find out how to become licensed as a mortgage banker, mortgage broker, mortgage servicer or loan officer.
Money Services
Perform a license search, learn how to become licensed or approved to conduct financial services, download a surety bond form and more.
Investor Education
View useful information on financial topics, including investing, mutual funds, retirement planning and more. Resources for teachers are also available.
Press Releases
06/13/2024
Arkansas Securities Department enters consent order with Abra over cryptocurrency violations
Read More02/07/2024
Arkansas Securities Department joins $1.5 million multistate securities settlement against crypto platform, TradeStation
Read More12/19/2023
Arkansas Securities Department joins with other U.S., Canadian regulators to target global investment fraud scheme
Read MoreLatest News
Updated Nonbank Ransomware Self-Assessment Tool (R-SAT) – Available Now!
Download the updated Nonbank Ransomware Self-Assessment Tool (R-SAT) today to evaluate your institution’s cybersecurity posture. This…