Relationship Investor Scams
The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s Office of...
Updated Nonbank Ransomware Self-Assessment Tool (R-SAT) – Available Now!
Download the updated Nonbank Ransomware Self-Assessment Tool (R-SAT) today to evaluate your institution’s cybersecurity posture. This...
“Registered, Professional” Crypto Trader Scams
Are you interested in investing in cryptocurrencies but don’t know your cold wallets from your hot...
Arkansas Securities Department Marks World Elder Abuse Awareness Day 2024
Promotes Awareness of Mobile Investment App Scams to Older Americans June 14, 2024 — In recognition...
Arkansas Securities Department Highlights Proactive Investor Protection Tips for Financial Capability Month
April 1, 2024 – Securities Commissioner Susannah T. Marshall encourages investors in Arkansas to utilize the...
Other People’s Money Investment Scams
Securities regulators have seen a rise in schemes where scammers target victims with the promise of...
Investor Alert: Artificial Intelligence (AI) and Investment Fraud
The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities...
Arkansas and 43 state regulators settle with ACI Payments Inc. for unauthorized transactions from Mr. Cooper customer accounts
State regulators and state attorneys general levy combined fines of $20 million for data misuse impacting...
Immediate steps for firms to take regarding TD Ameritrade transition to Charles Schwab & Co., Inc.
Little Rock, AR – September 5, 2023 – The Arkansas Securities Department (“Department”) is issuing this Adviser Alert...