Request for written response stating Ruesch International, Inc. does not require licensure under the Arkansas Sale of Checks Act, Ark. Code Ann. § 23-41-101.
CAPITALCENTRE, LLC
04/17/2006
Request for opinion of Applicability of Arkansas Fair Mortgage Lending Act to specific real estate transactions.
WALNUT BAYOU HUNTING CLUB
02/21/2006
Request that no action be taken on the issuance of stock in the Club. Because these share represent memberships in the Club, these shares are not securities within the definition found in Ark. Code Ann. § 23-42-102(15)(A)(ii)(Supp.2005).
TOP PARADISE CLUB
02/08/2006
Request for the Department’s position regarding the necessity of registration under the Arkansas Securities Act, Ark. Code Ann. § 23-42-101 to offer equity memberships in the Club.
ARKANSAS SECURITY CAPITAL CORPORATION
06/08/2005
Request that no action to enforce registration provisions according to the Act with respect to proposed transactions to purchase 1,410,000 shares of Arkansas Security Capital Corporation from existing shareholders.
BANCORPSOUTH INVESTMENT SERVICES, INC. & AHA SERVICES, INC.
04/19/2005
Request that no action be taken against AHA Services, Inc. for engaging in certain activities without registration under Ark. Code Ann. § 23-42-101.
HEARTLAND PHARMACY ALLIANCE ASSOCIATES, INC.
03/29/2005
Request that no action letter be issued determining that the Class A and Class B Certificates of Membership in HPAA are not securities within the meaning of the Arkansas Securities Act.
CLEARONE COMMUNICATIONS, INC.
03/08/2005
Request that interpretive opinion or no action letter be issued in regards to proposed issuance of shares. The staff provides recommendations based on Ark. Code Ann. § 23-42-102(13)(B)(iv).
HSV DREAMHOMES, LLC
12/07/2004
Request for staff’s position in regards to the necessity of registration under the Arkansas Securities Act, Ark. Code Ann. § 23-24-101 for the offer and sale of equity memberships in HSV Dreamhomes, LLC.