Request for opinion that company is exempt from registration in Arkansas as a broker-dealer as defined and provided for by the Arkansas Securities Act.
PRINCIPLE MUTUAL HOLDING COMPANY
01/23/2001
Request for the issuance of a no action position regarding the conversion of a mutual life insurance company to a stock life insurance company according to Rule 504.01(A)(12)(g).
PRUDENTIAL INSURANCE COMPANY OF AMERICA
11/29/2000
Request that no enforcement action be taken for the demutualization of mutual life insurance company to stock life insurance company based on rule 504.01(A)(12)(g) of the Rules promulgated under Ark. Code Ann. § 23-42-504(a)(12).
BLIND HOG HUNTING CLUB
11/29/2000
Request for guidance concerning the issuance of shares of stock in the Club based on Ark. Code Ann. § 23-42-(15)(A)(ii).
AMERICAN PAYMENT SYSTEMS
11/22/2000
Response to Application of Sale of Checks Act to payment of bills to agent of bill paying company when funds transmitted electronically.
LATHROP & GAGE
10/20/2000
Request for opinion for whether or not the business activities contemplated require registration under the Arkansas Mortgage Loan Company or Loan Broker Act, Ark. Code Ann. § 23-39-101.
PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY
10/16/2000
Request for no action letter for conversion of Phoenix Home Life Mutual Ins. Co. to a stock life insurance company based on Rule 504.01(A)(12)(g).
LUTHERAN CHURCH-MISSOURI SYNOD FOUNDATION
09/14/2000
Request no action that its activities under the Philanthropy Protection Act does not involve the issuance of securities under the Arkansas Securities Act.
CONFINITY, INC. AND DYNAMIC TRANSACTION, INC.
09/14/2000
Arkansas “Sale of Checks Act”, Ark. Code Ann. §§ 23-41-101, et seq., with regard to PayPal service offered by Confinity, Inc. and PayPlace service offered by Dynamic Transactions, Inc.