The Department received a request that no enforcement action will be taken if State Street files notice filing forms with a typed signature in lieu of a manual signature.
ARKANSAS MORTGAGE LOAN COMPANY & LOAN BROKER ACT
10/29/1999
Attorney presents six scenarios requesting advice on whether mortgage loan company registration is necessary or appropriate.
IBT, INC.
10/06/1999
Request no action position that Key Employee Stock Investment Program qualifies as employee stock purchase program even though plan does not qualify for federal income tax purposes as employee benefit plan.
AMERICAN RIVERS OIL COMPANY
09/14/1999
Request no-action position that the exchange offer conforms to class vote exemption provided in Rule 504.01(A)(12)(g) of the Rules of the Arkansas Securities Commissioner.
FINANCIAL NETWORK INVESTMENT CORPORATION
08/31/1999
No action position taken by staff of the Department to enforce the broker-dealer registration requirements of the Act with respect to the Arkansas financial institutions which enter into the networking arrangements with the financial network as described in the request.
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
07/30/1999
Request that no enforcement action be taken for the demutualization of mutual life insurance company to stock life insurance company based on Rule 504.01(A)(12)(g) of the Rules of the Arkansas Securities Commissioner.
METROPOLITAN LIFE INSURANCE COMPANY
07/29/1999
Request that no enforcement action be taken for the demutualization of mutual life insurance company to stock life insurance company based on Rule 504.01(A)(12)(g) of the Rules of the Arkansas Securities Commissioner.
DATA SYSTEMS NETWORK CORPORATION
06/07/1999
Request that no enforcement action be taken for the issuance of common stock pursuant to a judicially approved class action settlement.