Request for the Department to issue an opinion concerning the applicability of the Uniform Money Services Act to proposed activities by the North American Securities Administrators Association, Inc.
SOUTHEAST CAPITAL & FINANCE, LLC
01/15/2013
Request for the Department to issue a legal opinion concerning the applicability of the Arkansas Fair Mortgage Lending Act to a commercial mortgage broker.
CONNECT ARKANSAS INC.
06/19/2012
Request for the Department to issue a no action letter concerning registration as a broker-dealer under Ark. Code Ann. § 23-42-301.
WEEDEEN & CO., LP
01/11/2012
Request for the Department to issue a no action letter concerning Weeden & Co., LP’s exclusion within the definition of broker-dealer.
GREEN BAY PACKERS, INC.
10/20/2011
Request for the Department to issue a no action letter concerning a public offering of the shares of Green Bay Packers, Inc’s common stock.
TRELAWNEY MINING AND EXPLORATION, INC.
08/10/2011
Request for the Department to issue a no action letter concerning a proposed issuance of Trelawney Mining and Exploration Inc. stock pursuant to an offer to purchase securities.
NATIONAL POLICY GROUP
07/11/2011
Request for the Department to issue a legal opinion concerning the applicability of the Arkansas Money Services Act to credit counseling agencies.
AMBAC ASSURANCE CORPORATION
05/31/2011
Request for the Department to issue a no action letter concerning a proposed issuance of surplus notes by Ambac Assurance Corporation.
SALLEY BREWER
04/20/2011
Request for the Department to issue a no-action letter regarding the isolated nonissuer exemption provided for under Ark. Code Ann. § 23-42-504(a)(1).