Request for the Department to issue a no action letter regarding the small real estate investment oriented securities exemption under Ark. Code Ann. § 23-42-503(b) and Rule 503.01(B)(2) of the Rules of the Arkansas Securities Commissioner.
VGIS, INC. /VGISCORP.COM
06/14/2010
Request for the Department to issue a legal opinion concerning the net capital requirement contained in the Uniform Money Services Act.
BUDGET PREPAY, INC.
05/07/2010
Request for the Department to issue a legal opinion concerning the applicability of Ark. Code Ann. § 23-55-103 and Budget PrePay Inc.’s need to be licensed under the Uniform Money Services Act.
VGIS, INC./VGISCORP.COM
04/28/2010
Request for the Department to issue a legal opinion concerning the net capital requirement contained in the Uniform Money Services Act.
GREEN DOT CORPORATION
04/21/2010
Request for the Department to issue a legal opinion concerning the applicability of Ark. Code Ann. § 23-55-604(f) to the proposed public offering of shares.
SOUTHWEST PHARMACY SOLUTIONS, INC. d/b/a AMERICAN PHARMACIES
04/05/2010
Request for the Department to issue a no action letter concerning a proposed transactional offering by Southwest Pharmacy Solutions, Inc. d/b/a American Pharmacies.
GENERATION MORTGAGE COMPANY
03/11/2010
Request for the Department to issue a legal opinion concerning the use of web addresses with different names by Generation Mortgage Company.
THE HEARTLAND VOLUNTARY ADVERTISING GROUP COOPERATIVE EXCHANGE
01/28/2010
Request for the Department to issue a no action letter concerning a proposed transactional offering by The Heartland Voluntary Advertising Group Cooperative Exchange.
CBOE HOLDINGS, INC.
07/24/2009
CBOE Holdings, Inc. (the “Corporation”) requests that no enforcement action be taken with regard to the issuance of Class B Shares to Settlement Class Members pursuant to the court-approved settlement of the class action litigation.