An Order waiving certain conditions under Ark. Code Ann.§ 23-42-504(A)(9).
Plutus Financial Holdings Inc., Abra Trading, LLC, Plutus Financial Inc., Plutus Lending LLC, and William John Barhydt
04/02/2025
A Consent Order entered in connection with unlicensed money transmission activity in Arkansas.
Cirkor Inc.
04/01/2025
A Cease and Desist Order directing Cirkor Inc. to immediately cease and desist from all money transmitter activity in Arkansas until properly licensed.
Austin David Mock
03/31/2025
An order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Rush F. Harding III
03/21/2025
An Order granting Rush F. Harding III conditional registration as a broker-dealer agent with Carty, Harding & Hearn, Inc.
Sigue Corporation
03/21/2025
A Settlement Agreement and Consent Order entered in connection with Sigue Corporation (915912) due to Sigue’s failure to meet financial obligations, including outstanding money transmission obligations.
Ryan N. Stiles
02/13/2025
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Larry Joe Rucker, Seatbeltguard, Inc., Guard4Life, and BMS, Inc. d/b/a Brady Mountain Storage
02/10/2025
A Cease and Desist Order directing Larry Joe Rucker, Seatbeltguard Inc., Guard4Life, and BMS INC. d/b/a Brady Mountain Storage to immediately cease and desist from the fraudulent and misleading offer and sale of unregistered securities in the form of investment contracts to Arkansas Investors.
Alton B. Raney II
12/30/2024
A Consent Order entered against a broker-dealer agent and investment adviser representative for violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner related to unsuitable recommendations and unethical activity.