All Orders

A Consent Order entered against a broker-dealer agent and investment adviser representative for violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner related to unsuitable recommendations and unethical activity.

A Consent Order entered against Edward Jones (CRD# 250) in connection with failing to establish and maintain a system to supervise the activities of its broker-dealer agents that is reasonably designed to achieve compliance with securities laws and regulations, including the establishment and maintenance of written procedures, pursuant to the Arkansas Securities Act, Ark. Code Ann. §§ 23-42-301(f), and Rule 301.01(c)(2) of the Rules of the Arkansas Securities Commissioner.

A Cease and Desist Order directing WEEX International Exchange LTD to immediately cease and desist all money transmitter activity in Arkansas until properly licensed.

A Cease and Desist Order directing GoldenMineCrypto.com, an unregistered issuer of securities, to immediately cease and desist from the fraudulent and unregistered offer and sale of securities.

An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.

An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.

An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.

An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.

A Consent Order granting conditional registration following unauthorized outside business activities in violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.