Cease & Desist Order based on evidence received by the Department which indicates Americans for Lawful Financial Independence & Information, My Icis, Inc., Wayne Hicks and Lori Hicks have violated provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101.
AMERICANS FOR LAWFUL FINANCIAL INDEPENDENCE & INFORMATION, MY ICIS, INC., WAYNE HICKS, LORI HICKS AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
02/23/2007
KEITH W. THOMAS
02/23/2007
Summary Order entered pursuant to the terms and conditions of Order NO. C-05-037-06-OR01 stating the conditional loan officer license granted to Keith W. Thomas is revoked and the respondent is ordered to cease and desist from all mortgage loan activity.
GLEN ROBERTSON LICENSE NO. 21850
02/13/2007
Consent Order entered pursuant to the Arkansas Fair Mortgage Lending Act, codified at Ark. Code. Ann. § 23-39-501 in full settlement of all matters set forth in cease & desist order No. C-06-023-06-CD01 as grounds for denial of Robertson’s pending application for licensure as a loan officer.
A FREEDOM TEAM MORTGAGE COMPANY, INC., A/K/A~FREEDOM TEAM MORTGAGE COMPANY, INC., AND AFTMORTGAGE.NET; BETTY KITCHEN; MARK LEAMON THOMAS; AND TRENT DODDS
02/12/2007
Final order against Freedom Team Mortgage Company, Inc., Betty Kitchen, Mark Leamon Thomas, and Trent Dodds to cease & desist from all mortgage loan activity within the state of Arkansas.
THE LIBERTY GROUP, LLC, ANTHONY EUGENE KENNEDY, LARRY WARREN AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE INDIVIDUALS
02/05/2007
Cease & Desist Order based on evidence received by the Department which indicates that The Liberty Group, LLC., Anthony Eugene Kennedy and Larry Warren have violated provisions of the Arkansas Securities Act, codified at Ark. Code Ann. §23-42-101.
CITY PLUMBING, HEATING, AND ELECTRIC, INC.
01/18/2007
Order providing a transactional exemption from registration the proposed offering and sale of capital stock in a redemption by the company pursuant to Ark. Code Ann. Section 23-42-504(a)(12).
UPCHURCH ELECTRICAL SUPPLY COMPANY
01/08/2007
Order providing a transactional exemption from registration for the proposed offering and sale of capital stock from Jeff Koenic to David McConnell and Ron White pursuant to Ark. Code Ann. § 23-42-504(a)(12).
JUDY J. DUGGAN, AN UNLICENSED MORTGAGE LOAN BROKER
12/27/2006
Order to cease & desist based on evidence presented to the Department to conclude that Judy J. Duggan engaged in unlicensed mortgage loan brokering activities in violation of the Arkansas Fair Mortgage Lending Act and in violation of an order entered by the Commissioner in February of 2006.
MORGAN KEEGAN & COMPANY, INC.
12/14/2006
Order granting exemption from Rule 308.01(F) of the rules of the Arkansas Securities Commissioner in relation to school bonds offered by the school districts as a fiscal agent.