Consent Order entered pursuant to the provisions of FMLA, Ark. Code Ann. § 23-39-501 based on findings that Shirlena L. Wright materially misstated her responses to her application for a loan officer license.
HSA ENGINEERING CONSULTING SERVICES, INC.
01/28/2005
Order providing a transactional exemption from registration on a proposed offering and sale of common stock of HSA Engineering Consulting Services, Inc. to Robert P. May pursuant to Ark. Code Ann. § 23-42-504(a)(12).
OUACHITA REGIONAL DIAGNOSTIC & SURGERY CENTER, INC.
01/14/2005
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9) on the proposed sale of common stock in Ouachita Regional Diagnostic & Surgery Center, Inc. d/b/a HealthPark Hospital to certain qualified investors.
ARKANSAS SECURITY CAPITAL CORPORATION
01/14/2005
Order renewing registration pursuant to Ark. Code Ann. § 23-42-404(k).
STEPHENS, INC.
12/30/2004
Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.
MORGAN KEEGAN COMPANY, INC.
12/30/2004
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds for school districts for which it serves as a fiscal agent.
PARK HILL INVESTMENTS, INC.
12/29/2004
Order providing a transactional exemption from registration on the proposed offering and sale of stock of Park Hill Investments, Inc. to Clay Crain pursuant to Ark. Code Ann. §23-42-504(a)(12).
CREWS AND ASSOCIATES, INC.
12/29/2004
Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.
ALBERT JOSEPH GORNATTI, JR
12/29/2004
Consent Order entered pursuant to Ark. Code Ann. § 23-42-101 in full settlement of all claims that could be brought against Albert Joseph Gornatti Jr. by the staff for misappropriated funds.