Order suspending license.
HANOVER COMPRESSOR COMPANY AND GKH INVESTMENTS, L.P.
03/04/2004
Order providing a securities exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
SEED INTERNATIONAL, LTD., OCEAN INTERNATIONAL MARKETING, LTD., ARCHITECTS OF WINE, LTD., CRAIG GARRETT, CARL SNAPE, RYAN FERREIRA, JASON SCHMIDT, CHRIS ELS AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
03/04/2004
Cease and Desist Order.
ARKANSAS SECURITY CAPITAL CORPORATION
01/28/2004
Order declaring registration effective pursuant to Ark. Code Ann. § 23-42-403.
STEPHENS, INC.
01/27/2004
Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.
MORGAN KEEGAN COMPANY, INC.
01/27/2004
Order granting exemption from rule 308.01(F) of the Rules of the Arkansas Securities Commissioner in relation to school bonds offered by school districts for which it serves as a fiscal agent.
DELEGATION OF DUTIES OF THE SECURITIES COMMISSIONER TO ANN MCDOUGAL, DEPUTY COMMISSIONER
01/15/2004
GUS BLASS, II
12/16/2003
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
OUACHITA REGIONAL DIAGNOSTIC & SURGERY CENTER, INC.
11/12/2003
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).