Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).
VERSATILE MORTGAGE, INC.; MERGE MORTGAGE, INC.; MERGING ENTERPRISES, INC.; RENALDO D. ROBINSON; SHIRLENA L. WRIGHT, BRIAN RODGERS; RUBY ALEXANDER; JAMES BURKS, DWAN ROBINSON. AND ODELL KENNEDY
05/29/2003
Cease and Desist Order and Suspension of Mortgage Loan Company Registration.
UNITED MORTGAGE CONSULTANTS, INC., LITTLE ROCK, AR
05/22/2003
Final Cease and Desist Order and revocation of mortgage loan company registration.
THE WOOD FLOOR GALLERY, INC.
05/16/2003
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
MORGAN KEEGAN & COMPANY, INC.
05/15/2003
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner as it relates to school bonds offered by the school districts for which it is acting as a fiscal agent.
MDM ENERGY, INC., MICHAEL L. RAFAEL, PETE IRBY, GARY LEEPER and all persons employed by or otherwise affiliated with those entities or those persons
05/12/2003
Cease and Desist Order pertaining to the offer or sale of unregistered securities.
CHOICE ONE MORTGAGE, PHOENIX, AZ
05/07/2003
Order denying registration application.
STEPHENS, INC.
04/25/2003
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner as it relates to school bonds offered by the school districts for which it is acting as a fiscal agent.
UNITED MORTGAGE CONSULTANTS, INC., LITTLE ROCK, AR
04/17/2003
Cease and Desist Order and revocation of mortgage loan company registration application.