Cease and Desist Order. (Please contact the Department for copies of the referenced attachments.)
DAVID AIMES, STONE SERVICES, STONE SERVICES GROUP, STONE SERVICES FINANCIAL SECURITIES GROUP, AND EACH OF THEIR OFFICERS, EMPLOYEES AND AGENTS
10/30/2001
GUS BLASS, II
10/30/2001
Order providing a transactional exception from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
DWAIN A. NEWMAN, THE NEWMAN FAMILY, LLC AND NATIONAL HOME CENTERS, INC.
10/26/2001
Order exempting takeover offer pursuant to Ark. Code Ann. § 23-42-108(c).
CALVERT SOCIAL INVESTMENT FOUNDATION
10/23/2001
Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).
LIBERTY FINANCIAL GROUP, INC., FORT SMITH, ARKANSAS
10/15/2001
Cease and Desist Order and revocation of mortgage loan company and registration certificate.
ALPHA TELCOM, INC.; AMERICAN TELECOMMUNICATIONS COMPANY, INC., SPA MARKETING, LLC; FLORIDA UNDERWRITING CO., INC.; PAUL S. RUBERA; MARK E. KENNISON; REINHOLD FRANK DUDECK, III; LARRY D. NEEL; KENNETH MICHAEL WILLIAMS; LARRY RAY ROGERS; ISAAC HAL MILLSAP, III; BILLIE E. PORTER AND DOUGLAS KEIGLEY
09/05/2001
Cease and Desist Order.
GUS BLASS III
09/04/2001
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
COVENANT MEDICAL BENEFITS
08/21/2001
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
HARP’S FOOD STORES, INC.
08/16/2001
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).