Consent Order.
FIRST FINANCIAL PLANNERS, INC.; FFP SECURITIES, INC.; FFP ADVISORY SERVICES, INC.
12/06/1999
GUS BLASS, II
12/06/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
MILLENNIUM INTERACTIVE TECHNOLOGIES CORP., DAVID HELMSTETTER, LOW KOWAL AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS
12/03/1999
Cease and Desist Order pursuant to Ark. Code Ann. § 23-42-101, et seq.
EDWIN WELLS SHAVING, INC.
11/22/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
WILLIAMS CENTER NORTHWEST, INC.
11/02/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
CEI ENGINEERING ASSOCIATES, INC.
10/28/1999
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).
JEFFERSON SURGERY CENTER PLLC
10/28/1999
Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).
WILLIAMS CENTER NORTHWEST, INC.
10/25/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
CUSTARD & RIBS, LLC.
10/06/1999
Order providing waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-503(b).