Cease and Desist Order.
CHEMICAL TRUST AND ITS TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO, LEWEY L. CATO, III; AND, UNITED MARKETING TRUST AND ITS TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO, CLIFTON WILKINSON; AND UNITED STATES GUARANTEE CORPORATION AND ITS PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO ALVIN A. TANG
10/01/1999
EUGENE FORSYTH D/B/A FORSYTH RESEARCH AND DEVELOPMENT CENTER
09/22/1999
Cease and Desist Order pursuant to Ark. Code Ann. § 23-42-209.
NATION’S EXPRESS, INC.
09/08/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ARGENT SECURITIES, INC. TIMOTHY WAYNE MCAGEE; AND ERIC T. GELFAND
09/07/1999
Consent Order. No registration of Gelfand in Arkansas in any capacity in the securities industry will ever be effected in Arkansas.
MARK A. LEE
09/07/1999
Order excluding individual from investment adviser definition pursuant Ark. Code Ann. § 23-42-102(8)(F).
GUS BLASS, II
09/01/1999
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
ALLIANCE TRUST; TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING BUT NOT LIMITED TO, CLIFTON WILKINSON; U.S. GUARANTEE CORP.; AND ALVIN A. TANG
08/30/1999
Amended Cease and Desist Order.