Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
ARKANSAS WOMEN’S HEALTH CENTER, INC.
06/15/1998
Order providing a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).
MASTERS FINANCIAL GROUP, INC.
06/02/1998
Summary Order suspending registration pursuant to Ark. Code Ann. § 23-42-308(c)(1) and Rule 601.07(B).
ZENITH INVESTMENT GROUP DONALD FOSS AND DENNIS EARL WILLIAMS
05/29/1998
Cease and Desist Order for sale of unregistered securities.
CREWS AND ASSOCIATES
05/22/1998
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DELEGATION OF DUTIES OF THE SECURITIES COMMISSIONER TO REBECCA BERRY, DEPUTY COMMISSIONER
05/01/1998
PERSONS EFFECTING CERTAIN TRANSACTIONS IN COVERED SECURITIES
04/29/1998
Order exempting persons who effect certain transactions in covered securities from the definition of agent pursuant to Ark. Code Ann. § 23-42-102(2)(B)(i)(c).
COVERED SECURITIES PURSUANT TO SECTION 18(b) AND 18(b)(4)(D) OF THE FEDERAL SECURITIES ACT OF 1933
04/29/1998
Order waiving requirements pursuant to Ark. Code Ann. § 23-42-509(f).
BEATY & GILLSON HOLDINGS, LLC.
04/22/1998
Order providing a transactional exemption from registration pursuant to Ark. Code Ann § 23-42-504(a)(12).