Consent order entered concerning the failure to file proofs of exemption pursuant to Ark. Code Ann. §23-42-504(a)(10).
Licensure of Keith Douglas Brooks withy State Farm Bank, F.S.B.
02/20/2018
Order approving licensure of Keith Douglas Brooks with State Farm Bank, F.S.B.
RealtyShares 334, LLC RealtyShares 336, LLC RealtyShares 347, LLC
02/20/2018
Consent order entered against three issuers of covered securities for late notice filings with the Department.
KBS Strategic Opportunity REIT, Inc.
02/15/2018
Consent order entered concerning the failure to file proofs of exemption pursuant to Ark. Code Ann. §23-42-504(a)(10).
Wesleyan Investment Foundation, Inc.
02/05/2018
Consent order entered concerning the failure to file proofs of exemption pursuant to Ark. Code Ann. §23-42-503(a)(7).
Licensure of Stewart Aaron Smart with State Farm Bank, F.S.B.
02/01/2018
Order approving licensure of Stewart Aaron Smart, with State Farm Bank, F.S.B.
Arkansas Air Waves, Inc. and William E. Langston
01/08/2018
A cease and desist order directing the Respondents to stop engaging in unregistered securities activity and to refrain from committing securities fraud in connection with the offer or sale of any security in Arkansas.
PHH Mortgage Corporation
01/03/2018
Settlement Agreement and Consent Order entered with PHH Mortgage Corporation for allegations of misconduct related to PHH Mortgage Corporation’s mortgage-servicing practices constituting a violation of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
Marian Bartosiewicz and Panoptic Targeted Science, LLC.
12/20/2017
Order vacating earlier Cease and Desist Order dated July 1, 2016, against Marian Bartosiewicz and Panoptic Targeted Science, LLC.