A consent order entered in connection with violations of the Arkansas Securities Act.
Arkansas Provider Coalition, LLC
09/14/2017
Order entered granting a transactional exemption pursuant to Ark. Code Ann. §§ 23-42-504(a)(9) and 23-42-504(a)(9)(B).
Menguin, Inc.
09/12/2017
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Licensure of Zachary Taylor Johnson with State Farm Bank, F.S.B.
09/07/2017
Order approving licensure of Zachrey Taylor Johnson with State Farm Bank, F.S.B.
Atlas Resources Series 28-2010 L.P., Atlas Resources Public 18-2009(B) L.P. and Atlas Resources Public 18-2009(C) L.P.
08/24/2017
Order entered granting a transactional exemption pursuant to Ark. Code Ann. § 23-42-504(a)(12).
Licensure of John Mansfield with State Farm Bank, F.S.B.
08/23/2017
Order approving licensure of John Mansfield with State Farm Bank, F.S.B.
Licensure of Daniel Clayton Fletcher with State Farm Bank, F.S.B.
08/11/2017
Order approving licensure of Daniel Clayton Fletcher with State Farm Bank, F.S.B.
Strawberry Fields, L.L.C.
08/01/2017
Consent order entered against an issuer of covered securities for a late notice filing with the Department.
Mullen Technologies, Inc.
07/25/2017
Consent order entered against an issuer of covered securities for a late notice filing with the Department.