Order approving licensure of David Matthew Pegg with State Farm Bank, F.S.B.
LICENSURE OF DEREK BELL WITH STATE FARM BANK, F.S.B.
02/01/2016
Order approving licensure of Derek Bell with State Farm Bank, F.S.B.
SKB PARTNERS, LLC; MAVERICK INVESTMENTS, LLC; SCOTT A. SMITH
01/27/2016
The Circuit Court of Pulaski County entered an agreed order against SKB Partners, LLC; Maverick Investments, LLC; and Scott A. Smith ordering the defendants to pay $725,000.00 in restitution to Arkansas investors.
LICENSURE OF LAUREN R. FOWLER WITH STATE FARM BANK, F.S.B.
01/21/2016
Order approving licensure of Lauren R. Fowler with State Farm Bank, F.S.B.
DAVID ANDREW LUKAS
01/19/2016
A consent order granting David Andrew Lukas conditional registration as a registered representative of David Lukas Financial.
LICENSURE OF VICTORIA BROOKE ANDREWS WITH STATE FARM BANK, F.S.B.
01/11/2016
Order approving licensure of Victoria Brooke Andrews with State Farm Bank, F.S.B.
LICENSURE OF MATTHEW JASON THOMAS WITH STATE FARM BANK, F.S.B.
01/04/2016
Order approving licensure of Matthew Jason Thomas with State Farm Bank, F.S.B.
BLUE ZEBRA BRANDS, INC.
11/24/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
PROSPECT MORTGAGE, LLC
11/20/2015
Settlement Agreement and Consent Order between 50 state mortgage regulators and Prospect Mortgage, LLC involving improperly disclosed and unsupported fees paid to Prospect’s affiliate.