A Consent Order entered in connection with Sigue Corporation (915912) due to Sigue’s failure to meet financial obligations, including outstanding money transmission obligations.
Clarified, Inc. d/b/a Tumble
02/07/2024
A Consent Order entered concerning the failure to file a proof of exemption pursuant to Ark. Code Ann. Section 23-42-504(a)(9) and Rule 504(a)(9)(A).
TradeStation Crypto, Inc.
02/07/2024
A Consent Order entered in connection with unregistered offers and sales of digital asset investments in violation of the Arkansas Securities Act.
Raudel Arteaga
01/09/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Laura Ginn
01/09/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
BAM Trading Services Inc.
12/29/2023
A Settlement Agreement and Consent Order with A Settlement Agreement and Consent Order with BAM Trading Services Inc. regarding BAM Trading Services Inc.’s money transmitter renewal application.
Thomas Edward Stanton
12/13/2023
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Rhonda J. Hopewell
12/13/2023
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Sara Lynn Beltran
12/13/2023
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.