A Consent Agreement and Order suspending the license of West Realm Shires Services, Inc. d/b/a FTX US.
Irenic Adelaide SPV LP, Series 2
12/07/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Expert-Trading FX
12/07/2022
A Cease and Desist Order directing Expert-Trading and its agents to immediately cease and desist from the fraudulent and unregistered offer and sale of securities in Arkansas and acting as an unregistered issuer and employing unregistered agents.
Element Analytics, Inc. – Series C
10/27/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Gaingels Booster Fuels I, a Series of Republic Deal Room Master Fund, LP
10/14/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
Gaingels Remote I, a Series of Republic Deal Room Master Fund, LP
10/14/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
The Cristal Resort HSV, LLC
10/11/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.
PrimePay, LLC
10/11/2022
Consent order entered in connection with unlicensed
money transmission activity in violation of the Arkansas
Money Services Act.
NuFund 22, LLC
10/10/2022
A Consent Order entered against an issuer of securities exempt pursuant to Ark Code Ann. Section 23-42-504(a)(13) and Rule 504.01(a)(13)(N) for a late filing with the Department.