A Cease and Desist Order directing First Class Wealth Preservation, LLC and Joseph Valko to cease and desist from conducting unregistered, fraudulent investment adviser activity in Arkansas.
Merrilee Joy Sandy
01/03/2022
Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Kevin Heckemeyer
12/29/2021
A Consent Order entered to summarily revoke the licensure of Kevin Heckemeyer in connection with violations of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
Chad Baker
12/28/2021
A Consent Order entered to summarily revoke the licensure of Chad Baker in connection with violations of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
Christoffer Groves
12/22/2021
A Consent Order entered to summarily revoke the licensure of Christoffer Groves in connection with violations of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
Brian Brown
12/22/2021
A Consent Order entered to summarily revoke the licensure of Brian Brown in connection with violations of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
Haidy Ibrahim
11/29/2021
A Consent Order entered to summarily revoke the licensure of Haidy Ibrahim in connection with violations of the Fair Mortgage Lending Act and the Rules of the Fair Mortgage Lending Act.
iTrading Express
11/09/2021
A cease and desist order directing the respondent to stop committing securities fraud in connection with unregistered investment adviser activity and the offer and sale of securities in Arkansas.
Paul E. Kruit
10/07/2021
Order entered by the Arkansas Securities Commissioner approving a limited agent registration.