An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Randall Wheeler
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Michelle Ermentraut
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Kevin Segal
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Joseph Geving
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Janelle Doud
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
Colleen Combest
07/30/2024
An Order entered by the Arkansas Securities Commissioner granting a limited agent registration.
CryptoHeap.com
07/03/2024
A Cease and Desist Order directing CryptoHeap.com, an unregistered issuer of securities, to immediately cease and desist from the fraudulent and unregistered offer and sale of securities, as well as to cease and desist from all money transmitter activity in Arkansas until properly licensed and registered.
Michael Brandon Stalcup
06/28/2024
A consent order entered against an investment adviser representative for violations of the Arkansas Securities Act and the Rules of the Arkansas Securities Commissioner related to unsuitable investment advice regarding non-traditional exchange traded products (ETPs).