Consent Order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
THOMAS C. MATEVIA, P.A. d/b/a LEGAL HOME LOAN SOLUTIONS
04/05/2011
A cease and desist order pertaining to violations of the Arkansas Fair Mortgage Lending Act concerning unlicensed mortgage loan modification activity and the collection of advanced fees by Thomas C. Matevia, P.A.
ODIOWORKS, LLC d/b/a DINARPROFITS.COM
04/05/2011
Cease and desist order directing OdioWorks, LLC d/b/a DinarProfits.com to immediately cease and desist from all currency exchange activity in the State of Arkansas until properly licensed.
ON2LOCATE, INC.
04/05/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
JULIA YOUNGBLOOD
03/30/2011
A consent order finding that Julia Youngblood conducted unauthorized outside business activity in violation of Ark. Code Ann. § 23-42-308(a)(2)(G) and Rule 308.01(R) of the Rules of the Arkansas Securities Commissioner.
JOHN BLAKE-ZUNIGA
03/30/2011
A consent order finding that John Blake-Zuniga conducted unauthorized outside business activity in violation of Ark. Code Ann. § 23-42-308(a)(2)(G) and Rule 308.01(R) of the Rules of the Arkansas Securities Commissioner.
IRX THERAPEUTICS, INC.
03/23/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
NYTEX ENERGY HOLDINGS, INC.
03/22/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
BRIDGEHAMPTON LONG EQUITY FUND LLC
03/22/2011
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.