Consent order entered in connection with a violation of the Arkansas Uniform Money Services Act pertaining to an untimely filing with the Department.
SISTERS OF MERCY OF THE AMERICAS, INC.
12/15/2009
Order exempting securities issued by Sisters of Mercy of the Americas, Inc. pursuant to Ark. Code Ann. § 23-42-503(a)(9).
FIRST UNIVERSAL LENDING, LLC
12/15/2009
Order directing First Universal Lending, LLC to immediately cease and desist from all mortgage loan activity in Arkansas until properly licensed.
JOHNSON STRATEGIC INVESTMENT ADVISORS, LLC AND RICHARD JOHNSON
12/14/2009
Consent order entered in connection with books and records violations of the Arkansas Securities Act and Rules imposing a fine.
APPLE TREE INVESTMENTS, INC., JOHN STEVEN KIEFER, AND MITCH TAPSON
12/08/2009
Consent order imposing fines and sanctions against Apple Tree Investments, Inc., Steve Kiefer, and Mitch Tapson.
PERSONALIZED MORTGAGES, INC.
12/07/2009
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.
SIGNATURE LENDING OF ARKANSAS, INC. LICENSE NO. 21419
11/19/2009
Consent order entered in connection with Signature’s late filing of a financial statement with the Department.
ALLIED HOME MORTGAGE CAPITAL CORPORATION
11/06/2009
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to unlicensed mortgage loan activity.
SOUTHERN MORTGAGE COMPANY OF ARKANSAS LICENSE NO. 10624
11/02/2009
Consent order entered in connection with the failure to supervise a mortgage loan officer employed by Southern Mortgage Company of Arkansas.