Order summarily suspending the license due to allegations that Amerifund Financial, Inc. d/b/a Allfund Mortgage failed to maintain a surety bond as required by the Fair Mortgage Lending Act, Ark. Code Ann. § 23-39-501.
GUARDIAN FINANCIAL MORTGAGE CORP., LICENSE NO. 40432, AND; WESLEY S. SNODGRASS, LOAN OFFICER LICENSE NO. 15741
02/04/2008
Order suspending licenses based on allegations that Wesley Snodgrass submitted false and misleading material information to the commissioner in connection with an application for a mortgage broker license.
DENNIS VINCIGUERRA, D-VAL, LLC AND D-VAL CONSTRUCTION & REAL ESTATE INVESTMENTS
01/02/2008
Cease and desist order based on information received by the department that indicates that Dennis Vinciguerra, D-VAL, LLC, and D-VAL Construction & Real Estate Investments have violated provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101.
MORGAN KEEGAN & COMPANY, INC.
12/20/2007
Order granting exemption from provisions of Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
MANDALAY MORTGAGE, LLC LICENSE NO. 26333
12/13/2007
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirement of FMLA.
CREWS AND ASSOCIATES, INC.
12/13/2007
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
STEPHENS, INC.
12/13/2007
Order granting exemption from provisions of Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
QUICK LOAN FUNDING, INC. LICENSE NO. 26203
12/10/2007
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirements of FMLA.
CERTAIN MINORITY SHAREHOLDERS OF LION OIL COMPANY
11/06/2007
Order providing a transactional exemption from registration that a proposed offer and sale of capital stock in Lion Oil Company under § 23-42-501 and 502 of the Act.